Financial CME #1: Test Your Knowledge

Updated on September 14th, 2018
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This is the first of hopefully a recurring series of quizzes to test your knowledge on physician personal finance and investing topics. Some people learn best by reading textbooks. Others like listening to lectures in a course format. This series of quizzes is designed for the physician or other high-income professional who learns best by doing questions.

Each quiz will have ten or so questions. To see the answer, click the “Show Answer” button under each question.

No actual CME can be earned with these quizzes, but hopefully you’ll learn something by answering the questions and reading the explanations. Good luck!

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The correct answer is B. Of the answer choices, only an HSA provides a federal tax deduction on contributions. A Roth IRA does not offer a tax deduction on contributions, but eligible withdrawals are tax-free. 529 contributions are not deductible for federal taxes, but some in-state 529 contributions are eligible for state tax deductions.

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The correct answer is A. Beginning in 2018, married filing jointly taxpayers with $300,000 in taxable income will have a marginal tax rate of 24%. Prior to the Trump tax cuts, the marginal tax rate at this income level was 33%.

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The correct answer is D. The Trinity University study used historical data to estimate the probability of a retirement portfolio lasting 30 years based on varying assumptions of withdrawal rates (adjusted for inflation) and asset allocations. The probability that a 50% stock / 50% bond portfolio will last 30 years with a 4% withdrawal rate was 96%.

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The correct answer is A. Bond prices and bond yields move in opposite directions.

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The correct answer is C. Target-date funds adjust their asset allocation over time to account for the decreased risk tolerance of older investors. Not all target-date funds contain index funds; some target-date funds hold a diversified group of high-fee, actively-managed mutual funds. Target-date funds containing index funds can usually be replicated more cheaply using the individual index funds. As of July 2018, no target-date fund can be purchased for an expense ratio of 5 basis points or less.

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The correct answer is A. Investors who hold a stock before the ex-div date are eligible to receive the announced dividend. Therefore, the stock price drops by the amount of the dividend on the ex-div date, which can catch some investors off-guard.

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The correct answer is C. $1.00 compounded at 8% annually for 30 years becomes (1.08)^30 = $10.06 in 30 years.

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The correct answer is A. Selling a put means you have to buy the stock at the agreed-upon strike price. If the stock falls significantly, the buyer of the put option will exercise his option, forcing you to buy the stock at the higher strike price, leading to potentially significant losses. Selling a put is an indirect bet that the realized volatility will be less than is expected. While both a put seller and a call buyer will want the stock price to go up, their risk-return profiles are different.

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The correct answer is C. The S&P 500 is the benchmark index for large-cap stocks.

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The correct answer is A. The three-fund portfolio consists of a U.S. stock fund, an international stock fund, and a U.S. bond fund.

What do you think? How’d you do on the quiz?

13 COMMENTS

  1. Love it.
    You made me think on a few of those! And before I finished my first cup of coffee.
    Based on some of the responses, I’m considering starting a fund to sell options to physicians.

  2. Great idea. Definitely can learn from the ones I didn’t get right (to be far, I didn’t whip out the calculator for the 1985 $1 question, just tried to do it in my head (wrongly).

    Now you need to somehow get us CME credit for these 🙂

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